Minerals & Royalties Podcast
Kimberly Garber, CEO, CORE-CCO
Published 01 June 2021
Kim Garber – CEO of CORE-CCO, a compliance and regulatory consultancy for private funds, joins the podcast as part of our “Investor Due Diligence for Minerals & Royalties Funds” mini series. During the episode, Kim discusses the different types of registration requirements and exemptions that should be considered when raising/operating a private minerals fund. She also walks through the various factors that trigger different kinds of State and SEC level oversight.
Kimberly Garber has over 25 years regulatory and compliance experience. A seasoned regulator, she is the former head of the SEC’s Forth Worth Regional Office Examination Program and an expert in federal securities laws and regulatory developments. Ms. Garber is also an expert in private fund compliance issues, providing compliance services to private equity funds, hedge funds, real estate funds, oil and gas and other alternative fund managers. Ms. Garber also previously served as Chief Compliance Officer or Senior Compliance Officer for three national investment management firms. As an experienced compliance officer and regulator, she has extensive regulatory contacts and insights into regulatory and compliance processes and challenges.
CORE-CCO, LLC is the premiere compliance services provider to private fund firms in Texas. CORE is a boutique compliance practice located in Dallas, Texas founded by two principals with more than 50 years combined regulatory, compliance and investment experience. CORE offers superior outsourced compliance resources and expertise, designed to be an integral part of our clients' daily operations, resulting in a stronger, more focused and competitive firm.
Find out more about http://www.core-cco.com/
North America Royalties Assembly
Coming to Houston, Texas - 13 October 2021
The home of CEOs & Investors in the Minerals and Royalties Space
Tune into our channel and listen where it works for you
This podcast, and more like it, is available on Spotify, iTunes, Google Podcasts, Breaker, Overcast, Pocket Casts & RadioPublic – subscribe and listen on your channel of choice.
You might also be interested in
Podcast: Ben Heinzelmann, President, Energy Domain
Ben Heinzelmann, President of Energy Domain came onto the podcast to walk us through the evolution of the Minerals Management space and how his team has continued adding value to their minerals clients through the launch of Energy Domain and Energy Freelance. Listen here. Listen Here
Podcast: Charlie Schufeldt, CEO, Elk Range Royalties
Charlie Schufeldt, CEO of Elk Range Royalties, came onto the podcast to discuss a recent transaction they made in the Permian, which consisted of 2,000+ NRAs in the core of the Midland & Delaware Basins.. Listen here. Listen Here
Podcast: David Garofalo, Chairman & CEO, Gold Royalty Corp.
David Garofalo, Chairman & CEO, Gold Royalty Corp., came onto the podcast to walk us through his background in the precious metals space and some of the trends he has seen with precious metals royalty companies over the last few decades. Listen here. Listen Here
Podcast: Steve Hendrickson, President, Ralph E. Davis Associates
Steve Hendrickson, President of Ralph E. Davis Associates, came onto the podcast to discuss his 40+ year career in Oil & Gas and how he got involved in the Minerals & MLP space in the mid-2000s working for Montierra Minerals & Production LP. Listen here. Listen Here